Academics

Securities Regulation - LAW 709

2-3 Hours

Prerequisite: LAW 645 (Business Organizations). A basic course in the federal regulation of securities, emphasizing disclosure and other requirements for initial public offerings, exemptions from these requirements, and the antifraud rules, including insider trading. The course will also consider securities regulation on the state level.

Spring 2011 Section 001
Professor Kenneth Rosen
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Spring 2012 Section 001
Professor Kenneth Rosen
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Spring 2013 Section 001
Professor Kenneth Rosen
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Spring 2014 Section 001
Professor Kenneth Rosen
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